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Table of Contents and Abstracts
Inquiries regarding the appropriateness of submissions can be directed
to the Editor, Stephen Thorpe.
2011 – Contents of Issue 11:
Editorial: The Inner Practice
By Stephen Thorpe
Introduction
By Stephen Thorpe
Community Facilitator Education:
How Training Can Lead to Positive Impacts at the Community Level
By Louise Franck Cyr and Jane E. Haskell
This study describes the positive impact of training
citizens as skilled community facilitators. When citizens are thrust
into facilitation roles, they know they need more practice and skill
development. A needs assessment by the University of Maine
Cooperative Extension faculty confirmed this and led, in 1999, to
Extension faculty designing a program and training citizens using a
Foundational Facilitation Competency model. Pre-assessment training
data showed that participants generally overestimated personal skill and
knowledge before training. Post-training quantitative data from 41
training participants combined with qualitative data collected from 17
research subjects demonstrated that all participants strengthened group
facilitation skills and behaviors needed to make meetings more
effective and efficient. Strengthened skills led to positive impacts at
the personal, group and community level. This study’s results are
useful for individuals who are interested in opportunities for building
community capacity. Skill enhancement, role modeling opportunities and
increased confidence, for both the community facilitator and the groups
they are in, are impacts of community facilitator training.
Keywords: facilitation training; facilitator competencies, capacity, citizen, education, training
Passing the Baton:
Sustaining Organizational Change after the Facilitator Leaves
By J. Anna Looney, Eric K. Shaw and Benjamin F. Crabtree
A recurring dilemma for organizational clients who use
external facilitators is sustaining the positive results of an
intervention after the facilitator leaves. His/her departure can raise
the specter of the organization’s capacity to incorporate new
perspectives and approaches into the culture. At another level, the
transition also poses the problem of organizational accountability; the
intervention needs an internal champion or champions to carry the
changes forward. In this paper we present empirical evidence about this
transition. Our analysis is drawn from first hand experiences with
team-based quality improvement interventions in primary care out-patient
medical offices. Using qualitative data from the ULTRA (Using Learning
Teams for Reflective Adaptation) (Using Learning Teams for Reflective
Adaptation) study, we show that the successful interventions that hold
promise for sustaining positive change share three characteristics: (a)
receptiveness to facilitator coaching; (b) an organizational culture
with stable, supportive (but not perfect) leadership, and (c) a
recognition that effort must be made collectively to engage in
sustaining change. We show how client teams can become effective and
empowered agents with skills for identifying and resolving
organizational problems and extending quality improvement efforts. Based
on our work we describe the key ingredients of apprentice facilitation,
supportive leadership, and collective agreement. Key words:
facilitator coaching; internal facilitator; organizational change;
sustaining motivation to change; team building; quality improvement
intervention; primary care.
The Use of Storytelling in the Facilitation of Online Groups
By Stephen Thorpe
Eighteen facilitators from the International Association of
Facilitators (IAF) came together to collectively research the
effectiveness of storytelling in the facilitation of online groups. The
group undertook a Co-operative Inquiry (Heron, 1996) investigating
storytelling across a variety of online media including: email, audio,
telephone, video and web conferencing, instant messaging, chat, blogging
and in the 3-D interactive world of Second Life™. The research revealed
a number of ways that story can be a useful means for aiding groups in
identity creation, sharing perspectives on conflict, the recall of
significant learning situations, and in articulating personal learning
edges. The inquiry further confirmed that software tool selection was
critical for ensuring full participation and buy-in to online group
decisions, while the 3-D, avatar-based medium of Second Life™ assisted
with emotional connections between participants and provided a strong
sense of place online.
Keywords: online facilitation, online groups, storytelling,
co-operative inquiry, virtual teams, computer supported cooperative
work.
Collaborating for a Sustainable Water Future:
A Case Study
By Julie B. Marcy, Ada Benavides, Dale Brown
This paper describes the planning and implementation of a
national sustainable water resources collaboration effort that began in
2008 by the U.S. Army Corps of Engineers. The Corps led the initiative
as facilitator, coordinator, integrator and convener in order to better
articulate the roles and align the objectives across water agencies,
stakeholders, interests, sectors, and levels of government. It
encompassed facilitated conferences (3 regional and 1 national),
interviews of state and Federal agency representatives, and assessments
of existing water plans. The approximately 350 conference attendees
represented stakeholders from 40 states, 17 Federal agencies, 4 tribes, 5
universities, 12 interstate organizations, 22 non-government entities,
and members of the House of Representatives. At the conferences, teams
of facilitators used a variety of techniques to gather and prioritize
information concerning key water resources challenges, best practices,
roles and responsibilities, and opportunities to improve dialogue and
collaboration to promote a sustainable water future. Conference
participants were asked to complete a written evaluation indicating
importance and satisfaction on various elements that included rating the
small group facilitated discussions. Facilitators who work with both
small and large groups to seek collaboration amidst strong and diverse
opinions should find this topic of interest.
Keywords: case study, collaboration, evaluation,
facilitation, fish bowl, importance, interviews, nominal group
technique, outcomes, satisfaction, water planning, worksheet.
Classics for Facilitators:
Fairy tales and script drama analysis.
By Stephen Karpman
Fairy tales help inculcate the norms of society into young
minds consciously, but subconsciously may provide an attractive
stereotyped number of roles, locations, and timetables for an errant
life script. To date, the scientific structural analysis of scripts has
been based on the Script Matrix (See Steiner, TAB April 1966). In this
paper I will present some diagrams for drama analysis of the script,
using familiar examples from well known fairy tales.
Book Reviews:
The Handbook for Working with Difficult Groups:
How they are difficult, why they are difficult, and what you can do about it
Edited by Sandy Schuman
Jossey-Bass, San Francisco, 2010, 480 pages, ISBN-13: 978-0470190388
Reviewed by Andrew Rixon
The Spirit Level - Why Greater Equality Makes Societies Stronger
By Richard Wilkinson and Kate Pickett.
Bloomsbury Press, New York, 2009, 352 pages, ISBN-13: 978-1608190362
Reviewed by Peter Rennie
Hot Spots and Tricky Bits (DVD)
By The
Groupwork Institute of Australia
Reviewed by
Stephen Thorpe
2010 – Contents of Issue 10:
This issue is available in hardcopy from Virtual Bookworm and Amazon.com for US$14.95.
Introduction
By Stephen Thorpe
'In the moment':
An analysis of facilitator impact during a quality improvement process
By Erik Shaw, Anna Looney, Sabrina Chase, Rohini Navalekar,
Brian Stello, Oliver Lontok and Benjamin Crabtree
Facilitators frequently act 'in the moment' – deciding if,
when and how to intervene into group process discussions. This
paper offers a unique look at how facilitators impacted eleven primary
care teams engaged in a 12-week quality improvement (QI) process.
Participating in a federally funded QI trial, primary care practices
in New Jersey and Pennsylvania formed practice-based teams comprised of
physicians, nurses, administrative staff, and patients. External
facilitators met with each team to help them identify and implement
changes aimed at improving the organization, work relationships, office
functions, and patient care. Audio-recordings of the meetings and
descriptive field notes were collected. These qualitative data
provided information on how facilitators acted 'in the moment' and how
their interventions impacted group processes over time. Our
findings reveal that facilitators impacted groups in multiple ways
throughout the QI process, rather than through a linear progression of
stages or events. We present five case examples that show what
acting ‘in the moment’ looked like during the QI meetings and how these
facilitator actions / interventions impacted the primary care
teams. These accounts provide practical lessons learned and
insights into effective facilitation that may encourage others in their
own facilitation work and offer beneficial strategies to facilitators
in other contexts.
Keywords: facilitator impact, group development, quality improvement, primary care
Facilitating Problem Solving:
A Case Study Using the Devil’s Advocacy Technique
By Ryan T. Hartwig
Numerous facilitative procedures have been developed and
used by facilitators to assist groups with solving problems and making
decisions. Working with a new student services work group at a
university in Denver, Colorado, USA, I employed the devil’s advocacy
approach, which programs conflict into a problem-solving procedure
through alternate recommendations and critiques of possible solutions
by two subgroups. Use of the procedure helped group members to develop a
deeper understanding of an important problem—motivating the academic
administration and faculty to set and publish accurate course rotations
in a timely fashion—and to articulate a series of actions to solve it.
This facilitation case study revealed several enabling and inhibitive
facilitator behaviors that further the understanding of how this
technique can be most effectively used. An agenda for research and
application of the devil’s advocacy technique is provided in this paper
to stimulate further use of it as a group problem-solving procedure.
Keywords: facilitator impact, group development, quality improvement, primary care
The Negotiated Performance Appraisal Model:
Enhancing Supervisor-Subordinate Communication and Conflict Resolution
By Gregorio Billikopf
Classics for Group Facilitators:
Stages of Small-Group Development Revisited
By Bruce W. Tuckman and Mary Ann C. Jensen
The purpose of this review was to examine published
research on small-group development done in the last ten years that
would constitute an empirical test of Tuckman's (1965) hypothesis that
groups go through the stages of "forming," "storming," "norming," and
"performing." Of the twenty-two studies reviewed, only one set out to
directly test this hypothesis, although many of the others could be
related to it. Following a review of these studies, a fifth stage,
"adjourning," was added to the hypothesis, and more empirical work was
recommended.
Book Reviews:
Facilitating Multicultural Groups:
A Practical Guide
By Christine Hogan
Kogan Page, London, 2007, 342 pages, ISBN-13: 978-0-7494-4492-1
Reviewed by Sasha Rixon
Community:
The Structure of Belonging
By Peter Block
Berrett-Koehler, San Francisco, 240 pages, ISBN 978-1-5-57675-487-0
Reviewed by Carol Sherriff
2008 – Contents of Issue 9:
This issue is available in hardcopy from Virtual Bookworm and Amazon.com for US$14.95.
Editorial
By Stephen Thorpe
The Theories and Practices of Facilitator Educators:
Conclusions from a Naturalistic Inquiry
By Glyn Thomas
The study described in this paper explored the theories
and practices facilitator educators use to help novice facilitators to
develop their skills, knowledge, and experience. Data were collected in
2005 and 2006 through semi-structured interviews with facilitator
educators, participant observation of facilitation training courses,
and qualitative surveys of facilitator training course graduates. The
conclusions for the six primary research questions used in the study are
presented and the dimensions of facilitator education model was shown
to be effective in describing the important elements of a facilitation
training program. Two signposts that will demonstrate a growing
maturity of the facilitation field in the future will be a reduced
presence of stand-alone technical facilitator education and more
careful consideration of values within the facilitator education
process.
Keywords: facilitator education, facilitation training, and facilitation.
From 'A Meeting' To 'A Learning Community':
Community of Practice theory-informed facilitation of an
inter-organizational community of practice: the case of the
e-collaboration learning community
By Sibrenne Wagenaar and Joitske Hulsebosch
In the fall of 2005, an event was organized for
individuals from development organisations in the Netherlands to learn
about new tools for collaboration at a distance, which grew into an
inter-organizational, hybrid learning community about
e-collaboration. The two authors used a community of
practice-theory informed way of facilitating this community as
facilitator-practitioners. The community grew from 20 to over 100
members. Its public community space expanded from an online discussion
forum to include face-to-face meetings, research activities and a
weblog. The private spaces were an equally important part of the
collaborative learning landscape and consisted of joint projects,
members of the community participating in the same trainings, as well
as have informal meetings both on- and offline. The authors point out
some principles for facilitators of learning communities who want to
work from CoP-theory and provide ideas for stage-specific
interventions. They conclude with a discussion and ideas for further
research.
Keywords: Community of Practice, facilitation,
Inter-organizational Communities of Practice, group facilitation,
online and face to face learning, facilitator interventions.
Evaluating Group Interventions:
A Framework for Diagnosing, Implementing, and
Evaluating Group Interventions
By Jacob de Lichtenberg and Manuel London
This article presents a framework for group facilitators
to assess needs for interventions, select and/or design the
interventions, and evaluate the effects of the interventions over time.
The purpose is to help facilitators use existing intervention theory
and research to guide their practice. Examples of interventions and
related research are presented for the facilitation of group
relationship development, idea generation, capacity building,
performance reflection, and opportunities for change. A guideline is
offered for using this knowledge to diagnose, implement, and evaluate
group interventions.
Keywords: group facilitation, group interventions, needs assessment, outcomes evaluation.
A Proposed Model for Effective Facilitation
By Dorothy Wardale
This article outlines a model of Effective Facilitation
resulting from the author’s recent study of Managers’ and Facilitators’
Perceptions of Effective Facilitation (2006). The results of in-depth
interviews of 20 managers and 20 facilitators in Australia indicated
that effective facilitation focuses, not surprisingly, on sound
planning, the facilitated event(s) and achieving satisfactory outcomes.
However, the study also revealed that facilitating an implementation
phase and considering the context within which the facilitation takes
place are factors that improve the effectiveness of facilitation. This
article will be of interest to all facilitators and in particular to
facilitators working within an organization. Internal facilitators may
have greater opportunities to be involved in an implementation phase
and may have a greater appreciation of the context within which the
facilitation takes place.
Keywords: facilitation, effectiveness model, external
facilitator, internal facilitator, managers, planning, intervention,
outcomes, implementation, transference, context.
Classics for Group Facilitators:
Achieving Change in People:
Some Applications of Group Dynamics Theory
By Dorwin Cartwright
Editor’s Note:
Published in 1951 in Human Relations, this article by
Dorwin Cartwright draws on early work at The Research Centre for Group
Dynamics established at the Massachusetts Institute of Technology by
Kurt Lewin in 1945. The group at the research centre was interested in
the scientific study of the processes that influence individuals in
group situations, and the center initially focused on group
productivity; communication; social perception; intergroup relations;
group membership; leadership and improving the functioning of groups.
Today the article continues to raise some interesting thoughts about
the role that group facilitators and group process play in the change
process within our wider society.
— Stephen Thorpe, Editor
Book Reviews
Facilitating Multicultural Groups:
A Practical Guide
By Christine Hogan
Kogan Page, London, 2007, 342 pages, ISBN-13: 978-0-7494-4492-1
Reviewed by Sasha Rixon
Community: The Structure of Belonging
By Peter Block
Berrett-Koehler, San Francisco, 240 pages, ISBN 978-1-5-57675-487-0
Reviewed by Carol Sherriff
2007 – Contents of Issue 8:
This issue is available in hardcopy from Virtual Bookworm and Amazon.com for US$14.95.
The Use and Documentation of Facilitation Techniques
By Gwendolyn L. Kolfschoten, Marielle den Hengst, Gert-Jan de Vreede
Groups often rely on the expertise of facilitators to
support them in their collaboration processes. The design and
preparation of a collaboration process is an important facilitation
task. Although there is a significant body of knowledge about the
effects of facilitation, there is a dearth of knowledge about the ways
in which facilitators design collaboration processes. Increased
understanding in this area will contribute to the effective design and
use of collaboration support and to the development of collaboration
process design support. The research reported in this paper explores
how facilitators could benefit from libraries of facilitation
techniques and what is required to support facilitators in selecting
and using new facilitation techniques, we sampled perspectives on the
use of facilitation techniques from a large number of professional
facilitators using a survey. We found how facilitators use and document
facilitation techniques and offer suggestions for the documentation of
facilitation techniques.
Keywords: facilitation, facilitation techniques,
collaboration process design, Collaboration Engineering, design and
preparation, Group Support Systems.
Report on the 2006 Survey of Australian Facilitators
By Jane Elix and Colma Keating
A survey was conducted of facilitators working in
Australia and New Zealand in 2005-2006. The purpose was to gather
information about the background, training, experience, practice and
expected remuneration of the respondents. Key findings were that there
were some differences between female and male facilitators particularly
in relation to their desired daily pay rates and education levels.
Women respondents valued themselves less highly than male facilitators.
The results also showed that more respondents identified their skills
to be in the training and planning areas, rather than the areas of
conflict resolution or consensus building on difficult and contentious
issues. This is the first survey of this type conducted in Australia,
and it provides an interesting set of information for practicing
facilitators, and a platform for future research in the area.
Keywords: facilitation, education, training, remuneration, gender, training, education
Examining the Effect of Marginal Members in Information Sharing Groups
By David Dryden Henningsen and Mary Lynn Miller Henningsen
Not all members of decision-making groups necessarily
contribute to the task. In the present study, we examine the effects of
group size (four or eight person groups) and decision type
(intellective or judgmental decisions) on the number of members who
drop out of the decision-making task. These non-contributing group
members may be viewed as marginal group members. Both group size and
decision type influence the number of marginal members in groups.
Furthermore, marginal group members negatively affect the proportion of
shared and unshared information pooled by group members.
Keywords: functional group size, group decision-making, information sharing, marginal group members
Classics for Group Facilitators:
Functional Roles of Group Members
By Kenneth D. Benne and Paul Sheats
I am looking at a handout I preserved from a group
facilitation workshop I attended some time ago. It lists the various
“roles” or “behaviors” of group members, presenting them in three
categories: those related to the accomplishment of the group’s task,
those aimed at building and maintaining the group per se, and those
aimed at satisfying individual needs that are irrelevant to the group.
It is a handy checklist, but without much context or explanation. Many
of the books on my shelf, some very recent, have similar lists,
characterizing group-member behaviors as the initiator, the encourager,
or the blocker. Many of them cite the original source for these
insights, an article entitled, “Functional Roles of Group Members,”
published in 1948 in the Journal of Social Issues by Kenneth Benne and
Paul Sheats. Paul Sheats, who died in 1984, and Kenneth Benne, who died
in 1992, were both professors of adult education, Sheats at the
University of California and Benne at Boston University. They
collaborated, with others, in the early development of the “T-Group”
and were instrumental in founding the National Training Laboratory, now
the NTL Institute for Applied Behavioral Science. This article,
reprinted with permission of the publisher, is one of their legacies.
The article, which provides context for the often-used list of
group-member roles, is best understood in yet the larger context of
group effectiveness and democratic ideals. Kenneth Benne, with his
coauthors in The Improvement of Practical Intelligence, expressed it
this way: The ideal goal of democratic cooperation is a consensus in
the group concerning what should be done—a consensus based on and
sustained by the deliberation of the group in the planning, execution,
and evaluation of the common action of the group. No other method …
depends so crucially on the deliberation of the whole group … [nor] so
centrally upon the responsible discipline of all of its members in
conscious, habitual methods of deliberation, discussion, and decision
(Raup, Axtelle, Benne, and Smith, 1950, p. 35). In that context, the
following article is not simply about training leaders or training
members, but highlights the functional roles that are needed in, or
detract from, group effectiveness, creating consensus, and fulfilling
democratic ideals.
-- Sandor Schuman, Editor
Book Reviews
Coaching in Depth: The Organizational Role Analysis Approach
By John Newton, Susan Long, and Burkard Sievers, Editors.
Karnac Books, London, 2006. 230 pages. ISBN 1 85575 328 6
Reviewed by Kate Dempsey
The Change Handbook: The Definitive Resource on Today’s Best Methods for Engaging Whole Systems
By Peggy Holman, Tom Devane, Steven Cady and Associates
Berret-Koehler Publishers, Inc; 2007; 732 pages; ISBN 10: 1-57675-379-4
Reviewed by Lisa Locke
The Art of Facilitation: The essentials for leading great meetings and creating group synergy.
By Dale Hunter (with Stephen Thorpe, Hamish Brown, and Anne Bailey)
Random House, Auckland, New Zealand, ISBN-978 1 86941 817 5
Reviewed by Glyn Thomas
2006 – Contents of Issue 7:
This issue is available in hardcopy from Virtual Bookworm and Amazon.com for US$14.95.
Difficult Conversations:
Authentic Communication Leads to Greater Understanding and Teamwork
By Martha Lasley
This article offers a practical approach to facilitating
difficult conversations. The Authentic Communication module is
more than a tool; it is a state of consciousness that helps people
communicate honestly and openly. This approach expands
emotional intelligence by developing awareness of the connection
between feelings and universal human needs. Distinctions between
observations and judgments, feelings and thoughts, needs and positions,
and demands and requests are clarified. Authentic Communication
provides a method of resolving difficult conflicts so that people feel
heard. By deepening awareness of needs, we contribute to trust,
safety, and improved communication. When people are understood at a
deep level, they're able to release their attachment to their
positions, explore options and make requests that meet everyone's
needs.
Keywords: authentic communication, authenticity,
nonviolent communication, needs, awareness, emotional literacy,
difficult, conversations, language of compassion, real conversations,
challenging conversations, understanding, conflict, harmony, teamwork
Facilitator Education:
Learning From Group Counselor Education
By Glyn Thomas
This paper reviews the group counselor education
literature and considers implications for the practice of facilitator
education. In contrast to the facilitation literature, the literature
from the field of group counseling, group psychotherapy, and group work
is more explicit about the strategies that can be used to train,
develop and educate practitioners in these fields. The use of didactic
teaching, observation, experiential participation, and experiential
leadership are discussed and implications for facilitator education
practice and future research are identified. These include the need to:
help emerging facilitators to establish an explicit theoretical
orientation; encourage explicit discussion about facilitator education
strategies; close the researcher-practitioner gap.
Keywords: facilitation, facilitator education, group counselor education
Exploring the language of facilitation
By Andrew Rixon, Viv McWaters and Sascha Rixon
Whilst language is the means by which facilitation is
realised, there has been little research to date investigating language
use in facilitation. Through the design of an online reflective
practice survey, this paper explores facilitators' perceptions of
language use in facilitation. The paper presents results from the online
reflective practice survey involving 140 facilitators from around the
world. The paper establishes that like the language of business, or the
language of politics, there may be an emerging language of
facilitation, with facilitators implicitly understanding what it means
to "speak facilitatively". Indeed, speaking facilitatively appears to
be based on respect and can be characterised by the use of linguistic
politeness devices. While spoken language plays an important part in
facilitation, our survey participants strongly indicated that body
language is as important as spoken language, and that spoken language
is only a part of the 'complete facilitation package'. Finally, the use
of metaphor for investigating facilitator styles is found to be a
useful tool for revealing core facilitator values.
Keywords: speaking facilitatively, politeness, metaphor, spoken language, body language
Classics for Group Facilitators:
Facilitation: Catalyst for Group Problem Solving
By John (Sam) Keltner
This article defines groups and their function in society
and points out the need for training in group processes. It
distinguishes between task, therapy, growth, and training groups,
defines a group process facilitator as a catalyst to the processes
through which a group performs its task, separates the
process-facilitation role from other facilitative roles dealing wi the
content of a discussion, and looks at the history of group process
laboratories and the training of facilitators. Also discussed are the
role and requirements of the leader-trainer-facilitator, the function
of power in the facilitator role, the nature of intervention, the
preparation of facilitators-intervenors, and the paradox of
facilitation and facilitator intervention strategy. It points to the
variations in the concepts of the role of the facilitator and to the
weaknesses in the preparation of facilitators at the present time
[1989], and calls for further research in the facilitator role.
Book Reviews:
The 9 Disciplines of a Facilitator: Leading Groups by Transforming Yourself
By Jon C. Jenkins and Maureen R. Jenkins
Jossey-Bass, San Francisco, 2006, 310 pages, ISBN-13: 978-0-7879-8068-9
Reviewed by Glyn Thomas
2004 Contents of Issue 6:
This issue is available in hardcopy from Virtual Bookworm and Amazon.com for US$14.95.
Editorial
Listening to the City:
A Public Participation Case Study, Alternatives, and Analysis
By Sandor P. Schuman
Governmental decision makers, politicians, civic groups,
and other stakeholders in public decision making are seeking mechanisms
for engaging citizens in public policy decisions. The size and
visibility of “Listening to the City,” the largest face-to-face public
participation event ever held, and the political, social, and emotional
needs that it responded to, provide an attractive opportunity to draw
attention to broader issues regarding public engagement, group
facilitation, and the future of democracy.
This special issue provides an in-depth case study of
“Listening to the City” and uses it as a departure point for broader
discussions of the role practice of public participation. Reflecting
the diverse backgrounds and experience of the 25 contributing authors,
which include both academics and practitioners, the content is
descriptive, evaluative, and speculative.
The first three articles present a thorough description of
the underlying philosophy, organization and implementation of
“Listening to the City,” a large-scale public participation event
involving 5,000 face-to-face and online participants. The design was
purposefully “high tech” and “high touch;” these articles make clear
how this was accomplished.
The next eleven articles present a variety of perspectives
on the event, based on the experiences of facilitators who worked with
groups of participants. Some are personal reflections on the role of
facilitating public participation; some offer practical advise for
working with diverse groups, some are evaluative.
The remaining eight articles take a critical look at public participation, examining its purposes and effectiveness.
I hope the professionals who advocate for, design, and
implement these types of processes and events—group facilitators and
public participation practitioners and advocates—will gain from this
special issue detailed knowledge about how to organize these types of
events, and what to be prepared for during their implementation on both
the personal and organizational scales. They will find here a
variety of methods that might be used to accomplish similar purposes,
as well as their relative strengths and weaknesses, and can use this
issue as an opportunity to learn about and reflect on the societal
applications and implications of group facilitation.
Other readers might include educators—in areas such as
political science, public policy and planning processes, public
involvement and consultation, and communication—as well as the more
than 5,000 participants in the “Listening to the City” events. I hope
these readers will profit from this “behind the scenes” look at how the
event was organized and implemented and be in a better position to
understand the rationale and motivation for such events.
The authors and reviewers of this volume deserve our
collective thanks. Not only did the authors draft and revise their own
articles, they also peer-reviewed each others work. An additional cadre
of reviewers lent their special expertise to this effort. My personal
thanks to al of you for your dedication to extending the meaning of
"Listening to the City" beyond its original scope.
Listening to the City:
Casting a Spotlight on the Growing Movement for a More Deliberative Democracy
By Joe Goldman
Abstract:
This paper provides context for “Listening to the City” by
considering the broader deliberative democracy movement that has begun
to grow across the country. First, it examines the condition of
American democracy and the problems that forums like “Listening to the
City” are attempting to address. The article then looks at the
deliberative democracy field and the leading practitioner organizations
that have been experimenting with new ways for citizens to participate
in governing processes. Finally, the paper returns to “Listening
to the City” to note how the process was unique from other efforts to
engage citizens in governance.
Keywords: deliberative democracy. deliberation,
deliberative democracy consortium, citizen engagement, public
engagement, AmericaSpeaks, Listening to the City, World Trade Center,
21st Century Town Meeting, Carolyn Lukensmeyer, democratic renewal,
social capital
Rebuilding Ground Zero with Democracy:
Listening to the City and the 21st Century Town Meeting™
By Ashley Boyd and Jane Berkow
This article introduces readers to the principles guiding
the development and planning of a 21st Century Town Meeting™ using
Listening to the City as an example. First, the article outlines
AmericaSpeaks’ Taking Democracy to Scale™ model, on which the 21st
Century Town Meeting™ process is based. Then, each element of the
Taking Democracy to Scale™ model is described in detail using specific
examples from Listening to the City. The article concludes with a brief
analysis of the impact of Listening to the City and the potential of
the 21st Century Town Meeting™.
Keywords: AmericaSpeaks, town meeting, public hearing, feedback
Listening to the City Online Dialogues:
Overview and Observations
By Cliff Figallo, Jed Miller and Marc N. Weiss
This paper describes the planning and creation of the
Listening to the City Online Dialogues that took place between July 30
and August 13, 2002, shortly after the face-to-face event at the Jacob
Javits Center. The participants in the 26 dialogue groups were
residents of New York City and its immediate area. The dialogues focused
on two things: the plans for redevelopment of the World Trade Center
site and the surrounding business district and neighborhoods of Lower
Manhattan, and the creation of a permanent memorial for the victims and
heroes of 9/11. The dialogues took place in small groups using a
message board interface in which participants could read and respond to
each others’ comments whether they were online at the same time or
not. The “asynchronous” system allowed members to participate when it
was convenient, and to spend time deliberately composing their
responses. Half of the small groups were assigned an active facilitator
and half were not. This paper describes the context of the event, how
its producers prepared for it and how it actually played out,
concentrating on what was learned about online facilitation techniques.
Listening to the City, NYC: One Facilitator’s View
By Karen Brill
An overview of and reflections on the event by one of the facilitators
Keywords: Deliberative Democracy, facilitator, facilitation, rebuild, community, dialogue
Helping the Masses Find Their Way
By Wendy Lowe
“Listening to the City” - A Powerfully Personal Affirmation
By Monika K. Moss
A personal account of the inspirational impact of
AmericaSpeaks’ “Listening to the City” meeting on July 20, 2002 in
which Moss voices her learning, her commitment and her hope for
communities all over the world to work collaboratively with leadership
to find creative solutions to complex issues and problems.
Listening to the City and the Public Process:
Experiences of One Person and One City, and Broader Implications
By Paul Epstein
Personal and group challenges in facilitating the event. Implications of LTC and other public participation efforts.
Listening and Learning:
The 21st Century Town Hall Meeting
By Robin Drotleff
This paper examines the Listening to the City event from a
social-psychology perspective. Ethnocentrism and xenophobia are
discussed as barriers to effective human interaction. The author
identifies aspects of the 21st Century Town Hall Meeting event that
work toward breaking down barriers between people with different
perspectives toward the goal of mutual understanding and
solution-building.
Keywords: ethnocentrism, xenophobia, town hall meeting, facilitation, Listening to the City
Tips for Facilitating a Group Dialogue When You Don’t Speak the Language of the Participants.
By Michelle M. Charles
In the majority of instances, save for an exceptional few,
community dialogue facilitators take for granted the ability of forum
participants to communicate proficiently in English. Given the meteoric
rise in the numbers of Spanish-speaking Americans, however, those of
us working with the public who are English-speakers can no longer
assume that we have the ability to choose to partner exclusively with
all English-speaking citizen groups. More than likely, the field will
increasingly experience opportunities for language exchanges. The
purpose of this essay is to illustrate one way that language diversity
can impact the facilitation of a community forum event.
Keywords: Hispanic, translator, Spanish-speaking, foreign language
The 21st Century Facilitator at “Listening to the City”:
Applying a Real-Time Model of Facilitation Planning and Rapid Rapport-Building
By Arthur Friedman
This article describes how the 21st century facilitator
conquers the immense challenge of planning and facilitating largescale,
one day public meetings characterized by short, pre-event planning
windows and compressed discussion timeframes. Through the use of a
corresponding real-time set of highly effective rapport-building tools
and a new 6 step Facilitator Planning Methodology, a facilitator can
understand and evaluate a facilitation's design and pitfalls in
real-time during a short pre-event orientation and then rapidly build
group cohesion in a one day facilitation which allows no margin for
error. This paper provides an overview of the "Listening to the City"
town hall meeting used to test this methodology. Then, a facilitator
toolkit of rapid rapport-building techniques is presented. This toolkit
is comprised of Active Listening tools, Applied Behavioral Modeling
tools, and a multi-faceted view of conversation called "the Three
Streams of Communication". These tools are highly effective in
developing rapport quickly between the facilitator and the group and
among group participants. A 6 step Facilitator Planning
Methodology is described in detail; this planning mechanism aids
facilitators in identifying potential design problems before these
problems impact the facilitation and rapport-building process and
prevent or limit the quick summarization and capture of discussion
data. The methodology also emphasizes the importance of establishing
facilitator credibility at the beginning of and throughout a
facilitation. Finally, the article provides a summary discussing the
challenges and tasks facing facilitators planning to lead real-time
public citizen summits occurring in compressed timeframes.
Keywords: active listening, AmericaSpeaks™, applied
behavioral modeling, city planner, citizen summit, communication,
facilitator, facilitator credibility, facilitation, facilitation
planning, Listening to the City, Lower Manhattan, New York, orientation,
planning, public forum, rapport, World Trade Center, 21st Century
facilitator
From Honolulu and Albuquerque to New York City Table 98:
Reflections from the Sea of Cortez, Sonora, Mexico
By Helen Juliette Muller
Behind Open Doors:
Lessons Learned from Facilitating Public Participation at Large Scale Events
By Tinka Markham Piper
Listening to the City is a valuable blueprint for planning
and facilitating future meetings. This paper is divided into two
sections, public participation and small-group facilitation. Each
section discusses best practices that emerged from the event. In
the area of public participation, three best practices include create a
climate that encourages input; clarify the parameters and impact of
involvement; and provide information to participants about the proposed
topic. In the area of small group facilitation, three best practices
include recruit participants from a range of demographics to encourage
diverse viewpoints; provide training for facilitators despite their
experience; and make available additional resources during the event.
Keywords: public participation, group facilitation,
leadership, lessons learned, training, involvement, best practices,
decision-making
Listening to the City on the M34
By Deborah A. O’Neil and Margaret M. Hopkins
This article describes a unique experience of spontaneous
public participation following the Listening to the City event. The
authors, facilitators at Listening to the City, found themselves
experiencing that event from an entirely new vantage point as they rode
a bus filled with participants from the event and non-participants
across New York City. They share their reflections on the power of
positive public engagement in which they participated during that
cross-town bus ride.
Keywords: public participation, facilitator, participant, Listening to the City
The Press Didn't Get It
By Edward S. Ruete
“Listening to the City” Why Is It So Important?
A Few Notes from a Volunteer Facilitator
By Esther Hernandez-Medina
Using anecdotes from her experience as a volunteer
facilitator, the author shows why she thinks that “Listening to the
City” (LTC) offers an important model of civic engagement. LTC is
helpful for anyone interested in this field in, at least, three ways:
(1) LTC showed that it is possible to address complex and emotionally
charged issues on a very big scale; (2) LTC reaffirmed that there is a
significant group of people interested in volunteering their time and
efforts to support citizens in that endeavor; and, (3) LTC constitutes a
good example of the importance of careful design and implementation.
In other words, “Listening to the City” offers several sources of
learning and motivation to those interested in supporting citizens’
engagement; not only in the United States but also in other countries
around the world.
Critiquing AmericaSpeaks’ Process and Alternative Approaches as Paths to “Collective Intelligence”
By Tom Atlee
Listening to the City and the Goals of Deliberative Democracy
By William J. Ball
Listening to the City is critically reviewed from a
participant-observer perspective. The event is placed in the context of
four key goals of the deliberative democracy movement. Comparisons are
made to a Deliberative Poll, a similar, but much smaller event.
Listening to the City was a very powerful event, a landmark in the
deliberative democracy movement. However its success in influencing
policy outcomes somewhat masks its unrepresentative nature and the
limits of its ability to promote the civic education goals of
deliberative democracy.
Keywords: deliberative democracy, Listening to the City, representation, Deliberative Poll, civic education
Participant Interests:
How Well Were They Reflected in the Outcomes?
By Mary Dumas
In the case of many public involvement processes,
participants’ feedback can be marginalized by missed opportunities to
identify underlying interests due to lack of time provided for dialogue
or to develop commonly held views due to the premature use of ranking
exercises and the structure of small group reporting. The AmericaSpeaks
meeting design used at the “Listening to the City” events provided for
reporting of both shared and minority views as captured by participant
recorders followed by the immediate synthesis of 500 small groups’
outputs by a “theme team” that identified shared, strongly held views
from this data and developed key themes and subsequent polling
statements for participant voting. This essay explores the meeting
design’s methods for assuring that participant interests and shared
views were accurately represented in the themes, polling statements,
and final findings.
Keywords: accuracy, design, interest-based dialogue, minority perspectives, reporting, theme team
Reflections from Down Under on the Biggest Deliberation in History
By Lyn Carson
This paper is a personal and cautionary reflection on the
Listening to the City project, from an uninvolved, distant observer.
The author examines the problems inherent in large-scale consultations
and the impact of scale on representativeness and deliberativeness. She
does so from her perspective as an Australian practitioner and
researcher, hoping to draw upon the best of US participatory
experiences. She speculates on an alternative to large-scale
face-to-face consultations that would suit the Australian political
culture: using small scale consultations, coupled with e-democracy,
simultaneously, across the breadth of the vast Australian continent.
Keywords: deliberation, random selection, representativeness
Public Participation after 9/11:
Rethinking and Rebuilding Lower Manhattan
By Donald P. Moynihan
This article examines how and why public participation
influenced decisions on the rebuilding of Lower Manhattan in the
aftermath of the attacks of 9/11. Public officials used a number of
different types of public participation, which varied in terms of
breadth of citizen involvement and in terms of influence on the decision
process. The most successful approach were the Listening to the City
forums, where small-group facilitation and innovative technologies
combined to provide a clear statement of values and preferences that
public officials could not ignore. However, despite the success of the
Listening to the City forum, the influence of public participation
would later decline as public officials sought to conclude and control
the decision process.
Keywords: participation, New York, planning, decision-making, World Trade Center
Creating a Hearing for the Listening:
Steps to Increase the Effectiveness of New Forms of Public and Private Participation
By Eric W. Allison and Mary Ann Allison
In this paper, we use some of the experimental
interventions in the decision-making processes surrounding the
rebuilding of Lower Manhattan (New York City) and the design of public
memorials after the terrorist activity which took place on February 26,
1993 and 9/11 (September 11, 2001) to examine several new participative
processes. The intent is to begin understanding when such
collaborative governance might be effective, what the key components of
these processes are, and—most important—why public and private
decision makers might wish to use them. We offer some preliminary views
of criteria and welcome comments and suggestions from others
interested in participatory governance and collaborative processes.
Keywords: 9/11, America Speaks, facilitation, feedback,
governance, Lower Manhattan Redevelopment, LMDC, participatory
democracy, participatory process, public participation, memorials,
urban planning
2003 - Contents of Issue 5:
Editorial:
Information Technology for Groups
By Sandor P. Schuman
The aim of the workshop, underway in a classroom at the
State Teachers College in New Britain, Connecticut, was to achieve a
practical understanding of the Connecticut Fair Employment Practices
Act. As the session proceeded, the workshop facilitators recorded the
group's ideas on the classroom chalkboards. They were delighted with
the productivity of the group, but soon became frustrated as the few
chalkboards filled up with notes. To preserve the older notes they
quickly transcribed them onto notepaper and then erased the chalkboards
to make room for more. Desperate to maintain a visible record for use
by the group, two of the facilitators—Ron Lippitt and Lee
Bradford—hurried off after the day's session to the local newspaper and
acquired the remains of a roll of newsprint. They spent the evening
unrolling the newsprint and cutting it into usable-sized sheets. Using
masking tape, they attached the sheets of paper to the walls and
chalkboards of the classroom. The next day, instead of writing with
chalk on the boards, they used grease pencils on the paper, and
everyone was able to see the complete record of ideas. The year was
1946. Two facilitators, adapting information technology to meet the
needs of groups, invented the first flip charts (French and Bell 1999,
33-34; Benne 1964, 81).
Cam Peterson, a consultant at Washington, DC-based
Decisions and Designs Inc. (DDI), found himself working with customers
whose problems were sufficiently complex as to benefit from "back-room"
analysis typically performed by decision theory experts using
computers running sophisticated software. He was asked by Westinghouse
to apply these analytical approaches to the design of their new
technical center. Cam asked Westinghouse for just a few experts to
attend a two-day meeting to develop a framework for the design, and
brought in his DDI colleague, Ken Kuskey, to be on the consultant team.
Instead of just a few experts, the entire executive team attended the
meeting! Adapting to the situation, Cam facilitated the group
discussion while Ken ran the IBM 5100 and conducted the analysis. The
"decision conference," combining group facilitation with computer-aided
decision analysis, was born. The year was 1979. Decision analysts and
group facilitators, adapting information technology to meet the needs
of groups, were the first to bring computers into the conference room
(Ring 1980; Kuskey 2003).
Group facilitation is dependent on information technology:
blackboard, whiteboard, flip chart, paper roll, sticky paper, sticky
wall, overhead projector, teleconference, videoconference, computer
projector, Local Area Network, Internet … This Special Issue on Online
Facilitation examines some of the more recent technology innovations
that continue to shape the ways groups work and the ways group
facilitators try to help them. Our thanks to the editors of this special
issue, Daniel Mittleman and Robert Briggs.
Theory and Research:
Voting Before Discussing: Electronic Voting as Social Interaction
By Brian Whitworth and Robert J. McQueen
A field study is presented which used voting before
discussing (VBD) as a means of social influence and communication in a
computer supported group interaction, rather than using voting as the
final stage in a rational decision making process. The approach is
based on a cognitive, three-process model of group interaction, which
proposes that group cohesion and agreement arise primarily from
normative rather than informational or personal influence. This initial
investigation found that the VBD technique can result in higher
agreement of group members with the decisions of the group, higher
satisfaction with the computer-mediated interaction, higher
satisfaction with group performance, and higher group awareness. The
voting before discussion method may be useful in situations where
agreement is an important group output, or where interpersonal conflict
is creating problems in meetings.
Keywords: agreement, cognitive, CSCW, conflict, group interaction, GDSS, normative influence, CMC, social influence, voting
The Journey of Meaning at Work
By John L. Epps
The quest for meaning at work is a topic that occupies the
attention of a growing number of writers. It is a familiar quest
recognized by most people who are employed, whatever their profession.
As facilitators we strive to find meaning in our own profession, and
like everyone else at work, we need ways to do so. We also see the
question arise among our clients. Hardly ever are we retained to address
this question of meaning, but it is central in almost every
organization we serve. Being clear about authentic approaches to the
journey of finding meaning at work may provide us insights for
addressing it effectively. By “meaning at work” we mean the
worthwhileness of an undertaking, a sense of importance in a larger
framework.
“Meaning at work” is the contribution of a
particular undertaking to a larger context that the meaning-seeker
values. Work that contributes to nothing beyond itself is often
considered meaningless. “Meaning at work,” then, is the relationship
between a particular undertaking and a larger framework in which it
exists and to which it contributes. This article provides a “road map”
of the journey of meaning as it is experienced at work. It is
important, because we do not serve our clients by offering unachievable
poppycock. To find meaning at work requires neither a quick fix nor a
simple solution. It is profound, dealing with the depth of your self and
your work, and it is complex, including a variety of pathways and
phases. Having a map provides a realistic view of the shape of the
journey.
The search for meaning in work can take one of three
possible pathways: the way of Significance, the way of Professionalism,
and/or the way of Purpose. There are three discernable phases to
finding meaning at work. In Phase One, you are subjectively fixated on
the broader context of your work. In Phase Two, your attention reverts
to the particular situation in which you are immersed. In Phase Three,
you experience attraction to the relationship between particular and
universal. Another way to put it is that in Phase One, you have a naïve
attachment to a grand cause; in Phase Two, the cause shows up as
finite, fallible, or fraudulent, wholly unable to allay the awareness
of spending your life in trivial particulars. In Phase Three, you “see
through” to the ultimate unworthiness of all that is and therefore its
objective value as a connected interrelated whole. The article provides
approaches that facilitators and coaches can use to assist clients to
deal with their position on their own journey.
Keywords: meaning, significance, professionalism, purpose, coaching
Application and Practice
Multiple Roles of Online Facilitation: An Example of Any-Time, Any-Place Meetings
By Nandhini Rangarajan and John Rohrbaugh
Facilitating meetings of virtual teams—with members who
are geographically dispersed and who often communicate electronically
with considerable time lags between messages—is a recent
specialization. This article describes eight facilitator roles that can
lead to the improved effectiveness of these “any time, any place”
(ATAP) meetings. Evidence from a recent evaluation study of three ATAP
meetings suggested that virtual team members especially appreciated the
value added by a facilitator to their meeting process. Keywords online
facilitation, virtual teams, asynchronous meetings, distributed group
facilitation, virtual meetings, electronic meeting system, any-time,
any-place meetings
Facilitation Through Online Scripting
By Jennifer H. Landau, Harry Chesley, Suzana Seban, Lili Cheng and Shelly Farnham
As business interactions go online, so do facilitation and
agenda design. Most electronic meeting system (EMS) applications
replicate the contemporary meeting paradigm, including the presence of a
facilitator. Addressing both online and self-managed work, the
Microsoft Lead Line prototype uses standard browser technology and
scripting to guide same-time interaction in a text chat environment.
Facilitators design process scripts for groups of three to seven
participants. Together these design elements make it possible to
simultaneously facilitate an infinite number of small groups in a
meaningful task. Lead Line offers ease of user access, balance of
structure and creativity, and clarity of group goals and roles.
Keywords: computer supported collaborative work,
electronic meeting system, facilitation, online facilitation, process
design, scripting, social interaction, text chat, virtual meetings
Book Reviews
Requirements by Collaboration: Workshops for Defining Needs
By Ellen Gottesdiener
Reviewed by Eileen Dowse
Serious Play:
How the World's Best Companies Simulate to Innovate
By Michael Schrage
Reviewed by John Lesko
Principles of Facilitation:
The Purpose and Potential of Leading Group Process
By David Sibbet
Reviewed by Tom Sechrest
2002 Contents of Issue 4:
Editorial
Believe in Doubt
By Sandor P. Schuman
Believe those who are seeking the truth. Doubt those who find it. -- Andre Gide
We live in a contentious world. Diversity of beliefs and
values is the norm and we can expect to encounter conflict more
frequently than consensus. The presence of conflict often stimulates
each party or interest group to impress its version of reality on the
others in an effort to achieve a change of mind and win agreement.
However, even when agreement is reached there is no means for assuring
that it is right.
One's understanding of the world is not based on careful
reading and unequivocal interpretation of technical manuals but rather
on socially derived and communicated knowledge and values. In the words
of Peter Checkland, "Social reality is the ever-changing outcome of
the social process in which human beings, the product of their genetic
inheritance and previous experiences, continually negotiate and
re-negotiate with others their perceptions and interpretations of the
world outside themselves" (Checkland 1981, 283- 284). Giovanni Battista
Vico said it more succinctly, "To know the world, one must construct
it." (Shrage 1990, xvii).
Too often in the search for truth, too many are too sure
too early. Most of us are too comfortable with our views, our status
quo, and are reluctant to change. Our truth, our internally consistent
system, supports and sustains us. Few understand, as did Anais Nin,
that "We don't see the world as it is; we see it as we are." This
insight leads us to a key paradox: because the truth in which we
believe is unique to who we are, we should not trust its generality.
If we should not believe in truth, then in what should we
believe? We could say, "believe in doubt." Indeed, in this world of
multiple, conflicting realities we need far more individuals who
willingly exercise doubt, cultivating more openness, more questioning,
more learning; people who listen carefully to each and every
perspective—to understand fully but to believe doubtfully—even to doubt
that they really understood at all! Still, it is critical to strike a
balance between believing and doubting: too much belief and there is no
learning; too much doubt and there is no action. So if we "believe in
doubt," on what shall we base our action? Perhaps we could "believe in
groups"! Let's give this a try by making explicit two key premises and
examining their implications:
1. Each individual in a group has the potential to make a valuable contribution.
2. Some group members might have more valuable
contributions to make than others—more expertise, greater insight,
better judgment—on at least a few of the tasks at hand.
The problem is that we rarely know which individuals are
more expert at which tasks. There is no objective way to distinguish
between one good contribution and another to determine which is better,
or to know how to combine individual contributions to produce results
that are better than any of the individual contributions taken alone.
Although we often rely on one person to integrate the
group's thinking, this may result in that person's views dominating all
others— and that one person might not have it right. Alternatively, we
can allow the group to decide how best to make use of the
contributions of each of its members. This requires that we help group
members learn from one another, so they can correct one another's
errors, enabling—at least theoretically—the group to perform better
than even its most capable member. (Although this potential exists,
such performance is rarely documented. For example, see
Reagan-Cirincione 1994.)
To reach conclusion requires consensus, because this
requires that everyone must come to terms with each and every person's
unique contributions. We have no better potential for attaining the
best possible outcome. A critical proviso of believing in groups is
that groups be representative of all pertinent perspectives, interests,
and expertise. Since it is so much easier to reach consensus with a
homogeneous group, members are often selected for the similarity of
their views.
To believe in the efficacy of groups to solve our most
complex and conflictual problems, we must select group members for
their diversity, for their unique constructions of reality. While we
might believe in groups, we nonetheless should doubt whether the group
is fully representative of all relevant interests, beliefs, and values.
Consistent with this concern, we must keep in mind Norman Maier's
admonition, "Reaching consensus in a group often is confused with
finding the right answer." (Maier 1967, 241). Let's strive to bring
together people representing all relevant points of view. Let's fully
put to use group interaction methods that encourage tolerance and
respect, listening and questioning, independent thought and group
conversation. Believe in doubt; believe in groups.
References
Checkland, Peter (1981). Systems Thinking and Systems Practice. Chichester, England: John Wiley & Sons.
Maier, Norman R. F. (1967). Assets and liabilities in group
problem solving: The need for an integrative function. Psychological
Review, 74, 4, 239-249.
Reagan-Cirincione, Patricia (1994). Improving the accuracy
of group judgment: A process intervention combining group facilitation,
social judgment analysis, and information technology. Organization
Behavior and Human Decision Processes, 58, 246-270.
Schrage, Michael (1990). Shared Minds: The New Technologies of Collaboration. New York: Random House.
Introduction
By Sandor Schuman
Learning organizations, five disciplines, dialogue, Quaker
tradition, consensus, Participatory Rural Appraisal, coherence,
electronic meetings, caucusing, mediation, values and ethics: these are
the things that this issue is made of! The discussions of IAF's Ethics
and Values Think Tank have precipitated a number of controversial
issues. Among them is a fundamental question about whether consensus is
a fundamental part of group facilitation, or is it just one of the
options for making decisions. In this issue's Essays on Consensus,
Freeman Marvin, Consensus is Primary to Group Facilitation, and John
Butcher, Consensus is Situation Dependent, explore this issue in depth.
Authors Kai R. T. Larsen, Claire McInerney, Corinne
Nyquist, Donna Silsbee, Aldo Zagonel make the assertion that “…not only
do facilitators possess exactly the values and intrinsic skills
required to help facilitate the transformation needed for organizations
to become learning organizations, but that most successful
transformations will indeed be conducted by external facilitators.” In
Learning Organizations: A Primer for Group Facilitators the authors
review the “five disciplines” at the core of learning organizations and
provide insights particularly useful for group facilitators.
In conjunction with the growing interest in “learning
organizations” so also has there been increased interest in “dialogue”
as evidenced by a number of recent books on the topic. Finding Clarity
in the Midst of Conflict: Facilitating Dialogue and Skillful Discussion
Using a Model from the Quaker Tradition, by Malcolm Burson, integrates
contemporary thinking about dialogue in organizations with traditional
practices in the Quaker tradition and provides an illustrative
example. In Participatory Rural Appraisal: A Brief Introduction, Lance
Robinson explains the origins and application of this facilitated
approach to community development. The author emphasizes the
participatory nature of PRA, the importance of facilitators' attitudes,
biases, and behaviors as well as the tools that are typically used.
Coherence in Face-to-Face Electronic Meetings: A Hidden
Factor in Facilitation Success by Pak Yoong and Brent Gallupe focuses
on the relationship between the activities within a meeting as well as
between the meeting and other activities. The authors report on a study
involving conventional meeting facilitators who were trained to become
electronic meeting facilitators. “What is the difference between
mediation and facilitation?” is a question that arises repeatedly.
Gregorio Billikopf-Encina takes us for a closer look into the world of
mediation in Contributions of Caucusing and Pre-Caucusing to Mediation
and enables us to ask the question, “does caucusing have a role in the
practice of group facilitation?”
First published nearly 25 years ago in A Manual for Group
Facilitators, What We Mean by Facilitation by Brian Auvine, Betsy
Densmore, Mary Extrom, Scott Poole & Michael Shanklin provides a
fundamental statement about the nature, values and purpose of group
facilitation. It suggests a code of ethics for group facilitators,
highly pertinent as the International Association of Facilitators
considers formal adoption of its own statement of values and code of
ethics. This book chapter is reprinted here in our Classics for Group
Facilitation section.
Each issue of Group Facilitation: A Research and
Applications Journal represents two major activities. First, developing
the content: working with authors and reviewers, providing feedback on
manuscripts, accepting completed papers. Second, changing that content
into a presentable form and distributing it to our subscribers within
our financial constraints. The first is the responsibility of the
Editorial Board, while the second is that of the Publisher. With this
issue we extend our welcome and thanks to Bill Staples, who has
valiantly taken on the role of Publisher. He brings years of experience
in publishing, including his work as publisher of Edges magazine. In
addition we welcome Ronnie Seagren, Copy Editor. We look forward to
working with all of you.
-- Sandor Schuman, Editor
Theory and Research:
Contributions of Caucusing and Pre-Caucusing to Mediation
By Gregorio Billikopf-Encina
Drawing on his work as a researcher and practicing
mediator in interpersonal organizational conflict, the author argues
that pre-caucusing a separate meeting between the mediator and each of
the stakeholders before they are ever brought together into a joint
session can not only overcome many of the negatives often associated
with caucusing, but has the potential of becoming a pillar of conflict
management. This is especially so when pre-caucusing is integrated into
a transformative mediation framework.
Pre-caucusing affords stakeholders the opportunity to vent
and be heard at a critical time in the mediation process, when it can
reduce defensiveness and increase creativity. Once in the joint
session, stakeholders communicate with each other with less mediator
interference.
Keywords:caucusing, pre-caucusing, mediation, conflict
resolution, alternative dispute resolution, conflict management skills,
conflict management mechanics
Coherence in Face-to-Face Electronic Meetings: A Hidden Factor in Facilitation Success
By S. Pak Yoong and R. Brent Gallupe
Planning and designing are considered essential to the
successful facilitation of face-to-face electronic meetings. However,
relatively little is known about how to perform these pre-meeting
activities. To illustrate how the planning and design of face-to-face
electronic meetings might be improved, this paper uses the concept of
coherence in meeting processes. A grounded action research study
illustrates how new electronic meeting facilitators use two types of
coherence, internal and external, in planning and designing their
initial electronic meetings. Implications for meeting researchers and
practitioners are considered.
Keywords: electronic meetings, meeting facilitation, Group
Support Systems, grounded action research, IS research methodologies.
Finding Clarity in the Midst of Conflict: Facilitating
Dialogue and Skillful Discussion Using a Model from the Quaker
Tradition
By Malcom C. Burson
Consultants and facilitators increasingly use formal
approaches to dialogue as a means to build the capacity of groups to
engage at deeper levels of collective understanding. For example, the
contributors to The Fifth Discipline Fieldbook propose the application
of dialogue techniques to the practice fields of "mental models" and
"team learning" as ways to build the skills of inquiry and reflection
into the day-to-day activities of groups of all kinds.
Combining the work of William Isaacs and the Dialogue
Project at MIT with a model from the Quaker tradition, this paper
suggests a tool for skillful discussion that can allow a group to deal
with conflict by stepping back into a shared silence that generates
critical questions, and describes a case example of its use.
Keywords: conflict management, facilitation, dialogue, clearness committee, learning organization
Learning Organizations: A Primer for Group Facilitators
By Kai R. T. Larsen, Claire McInerney, Corinne Nyquist, Donna L. Silsbee and Aldo A. Zagonel
Learning organizations are able to grow and successfully
adapt to changing environments, and group facilitators have a key role
as change agents in the process. This paper draws heavily from the work
of Peter M. Senge (1990a, 1990b, 1994, 1999), who describes learning
organizations as consisting of four core disciplines: personal mastery,
mental models, team learning and shared vision. In addition, Senge
introduced a fifth concept of systems thinking. The work of several
other management scientists is discussed in relation to the learning
organization attributes identified by Senge, and the role of
facilitators in creating organizational change is highlighted.
Keywords learning organizations, organizational change,
change strategies, organizational development, personal mastery, mental
models, team building, teamwork, team learning, systems thinking,
system dynamics, group dynamics, group model building, decision
conferences.
Application and Practice
Participatory Rural Appraisal: A Brief Introduction
By Lance Robinson
Participatory Rural Appraisal (PRA) is an approach to
facilitating community development whose family of techniques such as
Venn diagrams, matrix ranking, and matrix scoring rely heavily on
visualization and diagramming. However, what distinguishes PRA more
than any of its techniques is its emphasis on participation.
PRA practitioners generally believe that only when
participants are in full control of needs assessment, goal-setting,
planning, policy-making, implementation, and evaluation can a process
be considered fully participatory. PRA, which emerged first in the
global South, is increasingly being used in developed countries, and it
is in this commitment to participation that PRA has the most to offer
facilitators practicing in the North. Facilitators using any approach
are encouraged to ask themselves reflective questions such as, Are my
actions and methods as a facilitator contributing to the ability of the
participants to take control?
Keywords:rural development, appraisal, community meetings,
matrix, community, participatory rural appraisal, rapid rural
appraisal, participatory learning and action
Classics for Group Facilitators:
What Do We Mean By Facilitation
By Brian Auvine, Betsy Densmore, Mary Extrom, Scott Poole, and Michael Shanklin
As the International Association of Facilitators engages
in developing a statement of values and code of ethics for group
facilitators, it is enlightening to review this introductory chapter to
A Manual for Group Facilitators, first published nearly 25 years ago.
In it the authors define the term facilitation and explicitly
incorporate "The Values We Stress" and a "Code of Responsibilities:
Ethics for Facilitators."
Essays:
Essays on Consensus- Freeman Marvin and John Butcher
Book Reviews:
By Julianna Gustafson
As a facilitator, you may write for varying purposes and
audiences: a consulting proposal to engage a new client, or perhaps a
journal article or book to contribute to ongoing scholarly or
professional discourse. Regardless of your level of experience, writing
can be a laborious—even dreaded—task. How many of us can relate to
that feeling of panic when confronted with a blank computer screen and a
looming deadline? (How do I capture my reader’s attention? Is this
sentence hard to read? My thoughts are brilliant, so why is my writing
so banal? What are my chances of getting this piece published?) To
surmount this impasse, you need a little elbow grease, a lot of what
Anne Lamott calls a writer’s “revolutionary patience,” and maybe some
advice from the experts. No book can solve all your problems for you,
but there are a few good ones that can help you face the task of
writing with confidence and vigor.
My favorites comprise a trio of complementary books:
William Zinsser’s On Writing Well (the process of writing nonfiction),
Elizabeth Rankin’s The Work of Writing (specifically for professional
and academic contexts), and Joseph William’s Style (a guide about the
craft of writing, regardless of context). While all three are valuable
resources in a writer’s library, the kind of book you need depends upon
the kinds of problems or pitfalls you tend to encounter when you write.
On Writing Well: The Classic Guide to Writing Nonfiction
By William Zinsser
The Work of Writing: Insights and Strategies for Academics and Professionals
By Elizabeth Rankin
Style: Ten Lessons in Clarity and Grace
By Joseph Williams
2001 Contents of Issue 3: Special Issue on Group Development
Editorial
A Superlative Task
By Sandor Schuman
One can hardly contemplate the passing scene of
civilized society without a sense that the need of balanced minds is
real and that a superlative task is how socially to make mind more
effective.
- - - Chester Barnard, The Functions of the Executive*
While some might say that group facilitation is just an
ordinary task, I believe that group facilitators tend to think of it as
an important task, or even an extraordinary task. But who among us has
the chutzpah - the self-righteousness - to assert that group
facilitation is a superlative task? Better to turn to a venerated and
impartial authority who can issue this bold proclamation!
Chester Barnard is such a person, a preeminent
mid-twentieth-century corporate executive often called the "father of
organization theory." His classic The Functions of the Executive was
required management school reading for many decades following its 1938
publication. Though still in print, Barnard's occasionally impenetrable
prose has limited the use of his book to only the more rigorous
graduate programs, replaced elsewhere by more recent and easily-read
authors. Nonetheless, Barnard still challenges us with pertinent ideas
that have retained, if not increased, their relevance. In the
concluding paragraph of this renowned book, Barnard highlights four
very salient points.
Society is increasingly complex and organizations are more elaborate.
Even more true than in 1938, the idea that society is
increasingly complex now is accepted axiomatically. Organizations are
greater in number, size and geographical scope. We are more dependent
than ever before on elaborate technologies and the equally elaborate
organizations that create and rely on them. We are interconnected and
interdependent; yet distinct and diverse.
The increasing specialization necessitated by such a
society brings with it a diversity of methods and purposes that may be
inconsistent and foster misunderstandings.
To manage our complex, technological world people must be
specialized - in roles, expertise and skills. This makes effective
communication, sharing of knowledge, and interpersonal understanding
more difficult. This difficulty occurs not only at the level of
substantive issues but also at the underlying levels of method (how
people think about issues) and purpose (why they think about them).
Misunderstandings occur between individuals, of course, and even more
crucially between large groups of people.
What is needed are balanced minds that integrate
feeling with reasoning, sense the net balance, and perceive the parts
as well as the whole.
The difficulties brought on by the effects of complexity
and specialization can be addressed. How? By incorporating the views of
multiple stakeholders with diverse interests and perspectives;
perceiving the specific parts of the system, as well as the system as a
whole; and clarifying the expected results and desired ends. We need
to integrate analysis and intuition, facts and values, objective and
subjective, thinking and feeling.
Meeting these challenges-which will help groups to be more effective cognitively and socially-is a superlative task.
To meet these challenges we must be address the
intellectual, analytical and cognitive demands of the situation. This
is necessary but not sufficient. At the same time, we must help groups
engage interpersonally, politically, emotionally and spiritually. As
group facilitators we must, in Barnard's words, strive "socially to
make mind more effective." Toward this accomplishment we devote
ourselves as group facilitators and dedicate Group Facilitation: A
Research & Applications Journal. Working together, we aim to
strengthen our understanding - in organizations, communities and
societies - of group facilitation, a superlative task.
* Barnard, Chester (1938). The Functions of the Executive
Thirtieth Anniversary Edition (1968). Cambridge, MA: Harvard University
Press. The full quote:
"One can hardly contemplate the passing scene of civilized
society without a sense that the need of balanced minds is real and
that a superlative task is how socially to make mind more effective.
That the increasing complexity of society and the elaboration of
technique and organization now necessary will more and more require
capacity for rigorous reasoning seems evident; but it is a
super-structure necessitating a better use of the non-logical mind to
support it. "Brains" without "minds" seem a futile unbalance. The
inconsistencies of method and purpose and the misunderstandings between
large groups which increasing specialization engenders need the
corrective of the feeling mind that senses the end result, the net
balance, the interest of all, and of the spirit that perceiving the
concrete parts encompasses also the intangibles of the whole."
Introduction to the Special Issue on Group Development
By Sandor Schuman
Group development is a recurring topic of discussion among
group facilitators. It has been the subject of research since the
1940s and continues to be an active area of inquiry. What have we
learned about group development in the past 60 years? How can we apply
that knowledge in our work as group facilitators? What questions remain
unanswered? The articles in this Special Issue on Group Development
help to answer these questions.
Were we to conduct a survey to assess the present state of
knowledge regarding group development I suspect that the response we
would receive most often would include something about forming,
storming, norming, performing and adjourning. We owe this memorable
characterization of stages of group development to Bruce Tuckman who
introduced this oft-cited naming scheme in 1965. With his permission,
and that of the American Psychological Association, we are pleased to
reprint his hallmark article, Developmental Sequence in Small Groups in
our Classics for Group Facilitators section.
The development of a group is often viewed as occurring in
a step-by-step progression that takes a group from one stage to the
next. Alternatively, group development can be viewed as shifting back
and forth from one phase to another and back again, or in a repeating
cycle of development and redevelopment. Yet another view is that a
group's development does not occur in any particular pattern, but is
contingent at any point in time on contextual factors. In Group
Development: A Review of the Literature and a Commentary on Future
Research Directions George Smith reviews the literature on group
development, highlighting the similarities and differences between
various perspectives, summarizing the current status of thinking, and
pointing to needs for future research.
Complicating any view of group development is that group
membership can change. How do changes in membership affect group
development? Focusing specifically on new members, Marie Cini applies
the accumulated research and provides interesting insights and specific
suggestions for group facilitators in Group Newcomers: From Disruption
to Innovation.
In Facilitating Team Development: A View from the Field
John E. Jones and William L. Bearley show how they have come to terms
with various views of group development and present their own
framework. They provide numerous examples to illustrate how they
facilitate team development. A Critical View of Facilitating
Labor-Management Collaboration, by Grant T. Savage and Chadwick B.
Hilton, calls our attention to external processes -- what happens
between meetings and relations with parties outside the group -- as
well as internal group processes. The authors' place the role of the
facilitator in the context of Habermas' theory of communicative action
and provide examples of facilitator interventions in labor-management
collaboration.
We hope you find these articles informative and helpful in
your own practice, teaching, and research. The Editorial Board and
staff are themselves experiencing some "group development." On their
behalf I extend appreciation and thanks to five individuals who were
instrumental in founding the journal and gave years of dedicated service
during its long gestation period and early years of publication: Mark
Fuller, Editor-in-Chief; Peggy Runchey, Managing Editor; Beret
Griffith, Book Review Editor; Vicki Wharton, Design Editor; and Jean
Watts, Associate Editor. As they move on to other priorities we
acknowledge that our current success is a tribute to their early and
prolonged efforts. We thank Eileen Ruete, Copy Editor, and wish her a
complete and lasting recovery. Lynda Lieberman Baker, whose service as
Associate Editor is much appreciated, will assume the post of Book
Review Editor. To Michael Sabiers, who recently joined us as an
Associate Editor, we extend our welcome and look forward to working
with you.
- Sandor Schuman, Editor
Theory and Research:
Group Newcomers: From Disruption to Innovation
By Marie A. Cini
One of the ways that groups change over time is through
the introduction of newcomers. Until recently, group research has
primarily focused on the attempts of the existing group to socialize
the newcomer, whereas the effect of the newcomer on the group has been
relatively less explored. However, research on newcomer influence
suggests that newcomers can influence the group under certain
conditions. Research on the power of the (numerical) minority in groups
has also uncovered some intriguing findings regarding the positive
effects a newcomer can have on a group. For groups seeking to be more
innovative and effective, newcomers may be an overlooked source of
innovation. Group facilitators can prepare the group and the newcomer
to maximize the potential of newcomer contributions.
Keywords Innovation; Majority Influence; Minority Influence; Newcomer Influence
Group Development: A Review of the Literature and a Commentary on Future Research Directions
By George Smith
The use of groups, and more specifically teams, in
organizations has been on the rise during the past decade. While many
benefits have been attributed to these organizational arrangements, few
researchers and practitioners have stepped back to look at the history
and research underlying many of the models that are used to understand
and anticipate group/team development. This paper takes a step in that
direction as it reviews many of the developmental models, their roots
and patterns.
Keywords: Groups, Teams, Group Development, Models, Theories
A Critical View of Facilitating Labor-Management Collaboration
By Grant T. Savage & Chadwick B. Hilton
Labor-management group facilitation is a complex but
increasingly necessary skill. Facilitators need both clear practice
guidelines and an understanding of why those guidelines are legitimate.
To meet these needs, this paper first provides a descriptive
(structural-functional) framework for understanding the facilitator’s
role and the communicative practices on which it is based. A critique
of this framework is then proposed using Habermas’ theory of
communicative action. From this theoretical critique, group decision
making is viewed as both a negotiative and a dialogical process,
entailing an expanded appreciation of the facilitator’s role. In
congruence with this theoretical stance, a set of directives for
facilitating consensual decision making is proposed. A combined case and
discourse analysis of two labor-management groups’ decision-making
processes illustrates the utility and implications of these directives.
Keywords Consensual Decision Making, Critical Theory, Facilitation
Application and Practice:
Facilitating Team Development: A View from the Field
By John E. Jones & William L. Bearley
The purposes of this paper are to describe a guidance
model for assisting groups of people to generate the conditions of
teamwork and to describe the types of interventions that we have made
in facilitating team development in a wide array of groups
internationally. We will lay out the groundwork by commenting on
differences between teams and groups and the appropriateness of team
building. Group Facilitation: A Research and Applications Journal
Volume 3 Spring 2001 Abstracts
Keywords: Collaboration, Conflict, Group Development, Synergy, Team Building, Trust, Work Group
Classics for Group Facilitators:
Developmental Sequence in Small Groups
By Bruce W. Tuckman
*Copyright 1965 by the American Psychological Association. Reprinted with permission.
This article appeared in Psychological Bulletin, Volume
63, Number 6, Pages 384-99. Editor’s Note As group facilitators we are
often concerned about the development of the groups with which we work.
Frequently we make reference to “the stages of group development” and
the stages most frequently cited are forming, storming, norming and
performing. These stages were proposed by Bruce Tuckman in 1965 based
on his examination of empirical research studies. In this classic
article, Developmental Sequence in Small Groups, we find a rich
description of these stages under a variety of settings as well as
their applicability to both group structure and task activity. In a
subsequent 1977 article, Stages of Small-Group Development Revisited,
Tuckman and coauthor Mary Ann Jensen noted that subsequent empirical
studies suggested a termination stage which they named adjourning.
While Table 1 below summarizes the stages with a description of their
associated group structures and task activities, the original article
provides a much more complete understanding of their context, meaning,
and limitations. Although other articles in this special issue suggest
the limitations of “stage models” such as this, the memorability and
popularity of Group Facilitation: A Research and Applications Journal
Volume 3 Spring 2001 Abstracts Tuckman’s model make this article
required reading for every group facilitator.
Bruce Tuckman is Professor of Education at the Ohio State
University College of Education. His current research focuses on
motivation and educational achievement. He has served on the education
faculties at Rutgers University, the City University of New York, and
Florida State University. His major books include Conducting
Educational Research, Theories and Applications of Educational
Psychology, and Evaluating Instructional Programs. Professor Tuckman
was kind enough to provide us with his personal comments about this
oft-cited article nearly thirty-five years since its original
publication.
--Sandor P. Schuman, Editor
Book Reviews
The Dance of Change:
The Challenges to Sustaining Momentum in Learning Organizations
By Peter Senge, Art Kleiner, Charlotte Roberts, Richard Ross, George Roth & Bryan Smith
Reviewed by: Patricia R. Tuecke
The Logic of Failure:
Why Things Go Wrong and What We Can Do To Make Them Right
By Dietrich Dorner
Reviewed by: Nancy S. Hewison
Success with Soul
By Doris Pozzi and Stephen Williams
Reviewed by: Judy Robb
2000 Contents of Issue 2:
Editorial:
Readying Facilitation for the 21st Century
By Mark A. Fuller
Articles:
Best Practices in Facilitating Virtual Meetings:
Some Notes From Initial Experience
By Daniel D. Mittleman, Robert O. Briggs and Jay F. Nunamaker, Jr.
Facilitating virtual teams - teams separated by time or
distance - is a practice only recently developed. With new
collaboration technologies, it is now possible to lead projects where
team members collaborate using only technology links for communication.
As these technologies are new, little information exists to guide
facilitators as to best practices for conducting virtual facilitation.
This article describes virtual facilitation environments and reports on
lessons learned from one set of academic studies that investigated the
practice of same-time and different-time virtual facilitation. Best
practices are derived from these lessons and presented here as well.
Building Trust Among Members of a Work Team:
One Facilitator's Experiences
By Stephen B. King
This article describes the experiences of a facilitator
who was involved with a six-person team of employees at Penn State
University Library. Various interactions and experiences the
facilitator had with the team are detailed. Early in the process,
interpersonal trust, communication, and relationship emerged as
important issues among team members. Several questionnaires were used to
collect information, provide feedback to the group, and stimulate
discussions. A variety of trust-building interventions, such as
team-building and facilitated discussions, were implemented to improve
the effectiveness of the team. A follow-up survey showed an improvement
in several critical dimensions related to trust. This article
describes the facilitation experience and lessons that were learned.
Facilitator Competencies
By Virginia Pierce, Dennis Cheesebrow and Linda Mathews Braun
The International Association of Facilitators and the
Institute of Cultural Affairs have explored the question of facilitator
competencies and skills for several years. One of the new insights of
progressive organizations is the value of participatory processes to
address new needs for analysis, decision-making, and action in today's
environment of fast, complex change and global competition.
Facilitation is increasingly being used as a participatory tool for
getting results in group dialogue, analysis, decision-making, and
planning. Competency in the design and delivery of participatory
processes is the domain of the facilitation profession. This article
presents six areas of facilitator competencies and the skills,
knowledge, and attitudes necessary to demonstrate those competencies.
It also suggests a number of areas where this model of facilitator
competencies can be applied.
Comments on Facilitator Competencies
By Jean-Anne Kirk, Roger M. Schwarz, Marybeth Tahar, and Michael Wilkinson
Classics for Group Facilitators:
Origins of Group Dynamics
By Dorwin Cartwright and Alvin Zander
Essay:
Process Time for Project Teams
By Edward S. Ruete
Book Reviews:
Dialogue: Rediscover the Transforming Power of Conversation
By Linda Ellinor and Glenna Gerard
Reviewed by Cassandra Patrovani-Smith
Handbook of Team Design
By Peter H. Jones
Reviewed by Gerald Kail
The Complete Guide to Facilitation: Enabling Groups to Succeed
By Tom Justice and David Jamison
Reviewed by Lynda Lieberman Baker
1999 - Contents of Issue 1:
Editorial:
Facilitation Research - Broadening Organizational Thinking
By Mark A. Fuller
Articles:
Evaluating the Strengths and Weaknesses of Group Decision-Making Processes: A Competing Values Approach
By Bradley E. Wright and John Rohrbaugh
Ideally, meeting evaluations should enable a facilitator
to diagnose a group's strengths and weaknesses and select appropriate
interventions to help the group improve it's effectiveness. The authors
critique various approaches to the evaluation of group decision making
and suggest that evaluations should focus on processes rather than
outcomes, address the group rather than individual roles and behaviors,
and view the group in organizational context rather than in isolation.
Building on the Competing Values Approach (CVA) to organizational
analysis, they describe four perspectives on group decision processes:
empirical, rational, political, and consensual. They present a case in
which a validated evaluation instrument, based on the CVA, was used to
gain insight into the decision-making processes of an executive team.
Reconsidering Brainstorming
By Paul A. Mongeau and Mary Claire Morr
Brainstorming is reviewed in face-to-face and electronic
contexts. Comparing brainstorming as it was initially defined to how it
has been studied reveals several important differences. The
accumulated research evidence indicates that face-to-face brainstorming
groups produce fewer ideas than nominal groups (i.e., individuals who
generate ideas without interacting with other idea generators). More
recent research indicates that electronic brainstorming groups generate
more ideas than do nominal groups. Increasing group size inhibits the
performance of face-to-face brainstorming yet facilitates the
performance of electronic brainstorming. Process blocking and
evaluation apprehension appear to provide the fullest explanation of
this phenomenon. Suggestions are made for facilitators who use
brainstorming and for future research.
Cultivating Collective Consciousness with Transcendent Self-Presence: A Guided Dialogue Method
By Jean Watts, Pat Miller, PhD, & John Kloepfer, PhD
Group Facilitators cultivate collective consciousness in a
group by using a dialogue method of conversation that reconciles the
inner life of mind and spirit of the participant's with their outer
world of action and outcome. This requires two modes of
self-reflection: introspection and transcendent self-presence. The
Guided Dialogue Method is a formation process that guides participants
through a progression of four interacting, but distinct levels of
self-reflection: Objective -- getting the participants' attention by
engaging the senses, Reflective -- eliciting the participants'
imagination and emotional responses, Interpretive -- catalyzing the
sharing of lived experiences and decisions, and Maieutic -- eliciting a
sense of wonder and openness to the transcendent dimension of life.
The article includes both the theory and a practical walk-through model.
Group Facilitation in a Networked World
By Catherine M. Beise, Fred Niederman, and Peggy M. Beranek
Group support systems (GSS), initially developed to
support problem- solving groups in face-to-face meeting settings, are
extending their capabilities to support meeting participants separated
geographically and temporally, as a result of advances in networking
systems and application software. Facilitation is viewed as an
important factor in the success of face-to-face GSS meetings. This
article explores the role of the meeting facilitator in assisting
distributed group meetings supported by various technologies.
Interviews with 34 practicing facilitators reveal their concerns and
expectations regarding benefits and limitations of distributed GSS
(DGSS). The interview results offer useful insights to DGSS designers,
researchers, and practitioners. The facilitators' concerns include
potential loss of non-verbal signals in addressing group process issues
such as participation and conflict resolution, while they perceive
that DGSS can offer benefits such as focusing and structuring. The
facilitator's role is likely to continue to include serving as a change
agent, while evolving from individual meeting manager to that of
project manager, participant trainer, and technology enabler.
Traditional facilitators will likely have to increase their skill and
comfort with information technology, as well as adjust and adapt to new
tools and methods for accomplishing their traditional tasks.
Classics for Group Facilitators:
Assets And Liabilities In Group Problem Solving:
The Need For An Integrative Function
By Norman R. F. Maier
In this classic 1967 article, Norman R. F. Maier delivers a
convincing and practical summary of the assets and liabilities that
groups bring to problem-solving situations. For effective group problem
solving he argues for the superiority of "cooperative problem-solving
activity," over "persuasion or selling approaches," and suggests that
cooperative activities can be strengthened by the provision of an
"integrative function." Using an intriguing analogy to the nerve ring
of the starfish he develops a leadership model for group process.
Although he uses the terms "discussion leader," or simply "leader," we
can now recognize this early, clear description of the role of a group
facilitator.
Book Reviews:
The Facilitator's Guide to Participatory Decision Making
By Sam Kaner with Lenny Lind, Catherine Toldi, Sarah Fisk and Duane Berger
Reviewed by Lynda Lieberman Baker
The Skilled Facilitator:
Practical Wisdom for Developing Effective Groups
By Roger Schwarz
Reviewed by Richard Orth
Managers as Facilitators:
A Practical Guide to Getting Work Done in a Changing Workplace
By Richard G. Weaver and John D. Farrell
Reviewed by: Fred Niederman
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